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Rules & Regulations

European Surveillance

The Surveillance function within Nasdaq Nordic has the primary goal of working to maintain confidence in the exchange amongst the general public.

About Surveillance

How surveillance works

Get an overview of our surveillance program.

Reports

Annual & Quarterly Reports

The reports include statistics on listings, cases and referrals, but also summaries of disciplinary matters and articles about current events.

Listing Review

Initial listing reviews

The Surveillance performs initial reviews to verify that issuers comply with listing requirements and practical information about listing applications.

Disciplinary Processes

Procedures, decisions and sanctions

Records of matters that have been concluded and general information about the procedures applied.

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