SMARTS Trade Surveillance Software System | Nasdaq

End-to-end Coverage.

The combination of regulation, technology and globalization has resulted in increased competition for market participants in today’s global marketplace. Market participants are facing significantly more challenges to optimize capital efficiency while ensuring they remain compliant with global and regional regulatory standards. 

Nasdaq offers end-to-end coverage for market participants throughout the entire life cycle of a trade to ensure firms are able to adequately manage risk and surveillance requirements.

Go beyond the alert.

Actionable insight into the behavior and context behind the trade
 
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HOLISTIC SURVEILLANCE

Enhance effectiveness of your surveillance team, while operating more efficiently. Watch video>

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. OTC Surveill image

NASDAQ OTC SURVEILLANCE COVERAGE

Bring transparency to monitoring opaque OTC markets >>

 
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. SMARTS Trade Surveillance for the Sell-Side

With 20+ years of experience and over 1,000 sell-side compliance professionals, Nasdaq offers comprehensive cross-asset, cross-market surveillance coverage.

Go to SMARTS Surveillance for Sell-Side >

 
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. Nasdaq Buy-side Compliance

With capabilities to profile trading patterns, communications and behavior, Nasdaq can provide the insight to help identify rogue traders.

Go to Nasdaq Buy-side Compliance >

 
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SMARTS Trade Surveillance Software System | Nasdaq

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