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Sanctioning

An investigation that concludes that a market participant has violated the rules can be sanctioned by Nasdaq Oslo ASA, by either: 

  • an oral warning, 
  • a warning in writing, 
  • a violation charge on the market participant of up to NOK 2 500 000 

In cases where the market participant does not comply with the duty to provide information on request by Nasdaq Oslo in relation to investigations, Nasdaq Oslo may impose a daily charge until the information is provided. 

Market Surveillance regularly publishes reports about performed activities and investigations in the previous quarter. The published reports can be found on the Reports -page.

Any sanctions imposed by Nasdaq will be published after taking effect. See the copy of sanctions imposed in the past below.

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