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The FINRA/Nasdaq TRF

More Ease in Meeting Your Post-Trade Reporting Requirements

The FINRA/Nasdaq Trade Reporting Facility* has built its reputation on efficient, real-time functionality and client service. As market structure and regulation continue to evolve, Nasdaq strives to keep the FINRA/Nasdaq TRF at the forefront of innovation, providing our customers with industry-leading technology solutions.

In 2018, we expanded our offering with a new FINRA/Nasdaq Trade Reporting Facility located in Chicago. FINRA/Nasdaq TRF Chicago leverages the same technology, functionality and features that the FINRA/Nasdaq TRF (FINRA/Nasdaq TRF Carteret) provides. The optional combined use of FINRA/Nasdaq TRF Carteret and FINRA/Nasdaq TRF Chicago offers customers a convenient and efficient option to comply with FINRA's requirements with respect to back-up trade reporting arrangements pursuant to FINRA's Trade Reporting Notice and the ability to operate more resiliently.


Contact or call +1 212 231 5180 to learn how the expanded FINRA/Nasdaq TRF can work for you.

*Available to FINRA members in good standing, with valid clearing and TRF participation agreements.

FINRA, TRF and TRADE REPORTING FACILITY are registered trademarks of the Financial Industry Regulatory Authority, Inc.

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