Page Metadata

The FINRA/Nasdaq TRF

Coming this Fall: More Ease in Meeting Your Post-Trade Reporting Requirements

The FINRA/Nasdaq Trade Reporting Facility* has built its reputation on efficient, real-time functionality and client service. As market structure and regulation continue to evolve, Nasdaq strives to keep the FINRA/Nasdaq TRF at the forefront of innovation, providing our customers with industry-leading technology solutions.

This fall, we are expanding our offering with a new FINRA/Nasdaq Trade Reporting Facility located in Chicago. FINRA/Nasdaq TRF Chicago will leverage the same technology, functionality and features that the existing FINRA/Nasdaq TRF (FINRA/Nasdaq TRF Carteret) provides. The optional combined use of FINRA/Nasdaq TRF Carteret and FINRA/Nasdaq TRF Chicago will offer customers a convenient and efficient option to comply with FINRA's requirements with respect to back-up trade reporting arrangements pursuant to FINRA's Trade Reporting Notice and the ability to operate more resiliently.

LOOKING FOR MORE EASE IN YOUR POST-TRADE REPORTING?

Contact tradingservices@nasdaq.com or call +1 212 231 5180 to learn how the expanded FINRA/Nasdaq TRF can work for you.

*Available to FINRA members in good standing, with valid clearing and TRF participation agreements.

FINRA, TRF and TRADE REPORTING FACILITY are registered trademarks of the Financial Industry Regulatory Authority, Inc.

Scroll up