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Investor Relations Solutions

TAX & regulatory services

Our Tax and Regulatory team can help you determine whether your U.S. ownership falls within the appropriate levels. We can provide the required documentation and support you need to help ensure you are compliant with regulatory guidelines.

With Nasdaq IR Solutions, we can help you:

  • Prepare documents to help educate your management team about the posture of your company’s beneficial ownership
  • Ensure you and your company are compliant with domicile-specific and tax-treaty ownership
  • Prepare your analysis before or after M&A activity

Proprietary Ownership Database – Our shareholder data resources include proprietary data from Nasdaq Advisory Services and our relationships with the 1,000 investment institutions.

Expertise – Our tenured team has experience analyzing shareholder data to meet your company’s specific regulatory needs. We have successfully completed IRS pre-filing agreement programs and shareholder study audits and our shareholder sampling practices are the go-to methods for complex shareholder analyses needed by our clients. We have the knowledge in:

  • Foreign Private Issuer certification
  • Tax Treaty limitation of benefits (LOB) tests
  • Maritime law compliance (Jones Act)
  • FCC ownership requirements (310(b))
  • Shareholder statistical sampling techniques under IRS revenue procedures

Contact Us

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Need help? Contact us

Support Contacts: 

Toll free U.S.: +1 844 375 2626
(available 8 a.m. – 8 p.m. ET) 


General: corporatesolutions@nasdaq.com
Regarding Nasdaq IR Insight: IRsuitesupport@nasdaq.com
Download our App on iTunes: IRO-on-the-GO

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