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2009

2009:1 XANO Industrier AB

The exchange-listed company XANO Industri AB breached the disclosure and reporting regulations of NASDAQ OMX Stockholm AB by failing to provide information regarding the purchase price for a company acquisition. The Exchange’s Disciplinary Committee decided that XANO shall pay a fine of two annual fees, corresponding to SEK 384,000. For more information, see the attached file with the press release from the Exchange.

2009:1 XANO Industri AB Press release (EN)

2009:1 XANO Industri AB Press release (SE)

2009:1 XANO Industri AB Decision (SE)

2009:2 Kaupthing Bank Sverige AB

Kaupthing Bank Sverige AB has acted in breach of NASDAQ OMX Stockholm’s rules by executing a trade on behalf of a customer at a price that deviated significantly from the current market value of the particular share. Accordingly, NASDAQ OMX Stockholm’s Disciplinary Committee has ruled that Kaupthing Stockholm AB must pay a fine of SEK 400,000, and has issued a warning to the broker who had executed the trade. For more information, see the attached file with the press release from the Exchange and the decision fronm the Diciplinary Committee. 

2009:2 Kaupthing Bank Sverige AB Press release (EN)

2009:2 Kaupthing Bank Sverige AB Decision (EN)

2009:2 Kaupthing Bank Sverige AB Press release (SE)

2009:2 Kaupthing Bank Sverige AB Decision (SE)

2009:3

Timber Hill Europe AG (“Timber Hill”), a member of NASDAQ OMX Stockholm AB (“the Exchange”), has breached the Exchange’s rules and regulations by automatically issuing sell orders with terms that deviated from the current market value. Accordingly, the Exchange’s Disciplinary Committee has ruled that Timber Hill must pay a fine of four hundred thousand Swedish Kronor, SEK 400,000.

2009:3 Timber Hill Europe AG press release (EN)

2009:3 Timber Hill Europe AG decision (EN)

2009:3 Timber Hill Europe AG press release (SE)

2009:3 Timber Hill Europe AG decision (SE)

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