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2010

2010:1 Morphic Technologies AB

The Disciplinary Committee of NASDAQ OMX Stockholm AB (“the Exchange”) has ruled that the listed company Morphic Technologies AB (“Morphic”) breached the Exchange’s rules and regulations governing public information, the disclosure of information to the stock market and the Board of Directors and management. Accordingly, Morphic has been ordered to pay a fine of 1 920 000 Swedish kronor.

2010:1 Morphic Technologies AB Press release

2010:2 NovaCast Technologies AB

The Disciplinary Committee of NASDAQ OMX Stockholm AB (“the Exchange”) has examined whether the listed company NovaCast Technologies AB (“NovaCast”) breached the Exchange’s rules and regulations governing public information and the disclosure of information to the stock market, in particular the rules regarding Correct and relevant information (3.1.2) and Timing of information (3.1.3). The Disciplinary Committee has ruled that the company has not breached the rules. The company does, however, not go free from criticism.

2010:3 Borås Wäfveri AB

The Disciplinary Committee of NASDAQ OMX Stockholm AB (“the Exchange”) has ruled that the listed company Borås Wäfveri AB (“Borås Wäfveri”) breached the Exchange’s rules and regulations governing disclosure of information to the stock market in relation to a modified audit report respectively a new issue of securities. Accordingly, Borås Wäfveri has been ordered to pay a fine of three annual fees, corresponding to 576 000 Swedish kronor.

2010:4 HQ AB

The Disciplinary Committee of NASDAQ OMX Stockholm AB (“the Exchange”) has ruled that the listed company HQ AB (“HQ”) on two occasions has breached the Exchange’s rules and regulations governing public information and the disclosure of information to the stock market. Accordingly, HQ has been ordered to pay a fine of three annual fees. In this specific case, the Disciplinary Committee has considered the fact that HQ has been de-listed and that the market value has substantially changed. Therefore, the Disciplinary Committee has ruled that each annual fee shall correspond to half of what the company paid per year, in total 288 000 Swedish kronor. 

2010:04 HQ AB Press release (EN)

2010:5 Diamyd Medical AB

The Disciplinary Committee of NASDAQ OMX Stockholm AB (“the Exchange”) has ruled that the listed company Diamyd Medical AB (“Diamyd”) on four occasions has breached the Exchange’s rules and regulations governing public information and the disclosure of information to the stock market. Accordingly, Diamyd has been ordered to pay a fine of three annual fees, corresponding to 576 000 Swedish kronor.

2010:05 Diamyd press release (EN)

2010:6 Metro International S.A.

The Disciplinary Committee of NASDAQ OMX Stockholm AB (“the Exchange”) has ruled that the listed company Metro International S.A. (“Metro”) on two occasions has breached the Exchange’s rules and regulations governing public information and the disclosure of information to the stock market. Accordingly, the Disciplinary Committee has ruled that Metro must pay a fine of 384 000 Swedish kronor, corresponding to two annual fees.

2010:06 Metro

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