Page Metadata

2013

2013:1 ABN AMRO CLEARING BANK N.V.

The Disciplinary Committee of NASDAQ OMX Stockholm AB (“the Exchange”) has found that ABN AMRO Clearing Bank N.V. (”ABN AMRO”) has breached the Exchange’s member rules and has therefore ordered ABN AMRO to pay a fine of three hundred thousand Swedish kronor (SEK 300,000).

2013:1 ABN AMRO Press release (EN)

2013:1 ABN AMRO Decision (EN)

2013:1 ABN AMRO Pressmeddelande (SE)

2013:2 Allenex AB

The Disciplinary Committee of NASDAQ OMX Stockholm AB ("the Exchange") has found that Allenex AB ("Allenex") has contravened the Exchange’s Rulebook for Issuers and has therefore ordered Allenex to pay a fine corresponding to one annual fee to the Exchange. 

2013:2 Allenex Press release (EN)

2013:2 Allenex Pressmeddelande (SE)

2013:2 Allenex Beslut (SE)

2013:3 Oasmia AB

The Disciplinary Committee of NASDAQ OMX Stockholm AB (“the Exchange”) has found that Oasmia AB (“Oasmia”) has contravened the Exchange’s Rulebook for Issuers in the terms of disclosures and has therefore ordered Oasmia to pay a fine corresponding to four times the company’s annual fee to the Exchange.

2013:3 Oasmia Press release (EN)

2013:3 Oasmia Pressmeddelande (SE)

2013:3 Oasmia Beslut (SE)

2013:4 New Wave Group AB

The Disciplinary Committee of NASDAQ OMX Stockholm AB (the “Exchange”) has found that New Wave Group AB (“New Wave Group”) has contravened the Exchange’s Rulebook for Issuers in respect of disclosures and has therefore ordered New Wave Group to pay a fine amounting to SEK 192,000. 

2013:4 New Wave Group Press release (EN)

2013:4 New Wave Group Pressmeddelande (SE)

2013:4 New Wave Group Beslut (SE)

2013:5 CybAero AB

The Disciplinary Committee of NASDAQ OMX Stockholm AB (“the Exchange”) has found that CybAero AB (“CybAero”), whose shares are traded on First North, has contravened the disclosure obligation rules stipulated in the First North Nordic Rulebook and has ordered CybAero AB to pay a fine of 100 000 kronor corresponding to two annual fees.

2013:5 CybAero AB Press release (EN)

2013:5 CybAero AB Pressmeddelande (SE)

2013:5 CybAero AB Beslut (SE)

2013:6 Forestlight Entertainment AB

The Disciplinary Committee of NASDAQ OMX Stockholm AB (“the Exchange”) has found that Forestlight Entertainment AB (“Forestlight”), whose shares are traded on First North, has contravened the First North Nordic Rulebook in respect of disclosures and has ordered Forestlight to pay a fine of SEK 100,000 corresponding to two annual fees.

2013:6 Forestlight Entertainment AB Pressmeddelande (EN)

2013:6 Forestlight Entertainment AB Beslut (SE)

2013:7 HCS Holding AB

The Disciplinary Committee of NASDAQ OMX Stockholm AB (“the Exchange”) has found that HCS Holding AB (“HCS”), whose shares are traded on First North, has contravened the First North Nordic Rulebook in respect of disclosures and has ordered HCS to pay a fine of SEK 100,000 corresponding to two annual fees.

2013:7 HCS Holding AB Press release (EN)

2013:7 HCS Holding AB Beslut (SE)

2013:8 Medivir AB

The Disciplinary Committee of NASDAQ OMX Stockholm AB (“the Exchange”) has found that Medivir AB (“Medivir”) has contravened the Exchange’s Rulebook for Issuers (the “Rulebook”) regarding disclosure rules and has therefore ordered Medivir to pay a fine of SEK 384,000 equal to twice the company’s annual fee to the Exchange.

2013:8 Medivir AB Press release (EN)

2013:8 Medivir AB Pressmeddelande (SE)

2013:8 Medivir AB Beslut (SE)

Scroll up