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2014

2014:1 ABN AMRO CLEARING BANK N.V.

The Disciplinary Committee of NASDAQ OMX Stockholm AB (“the Exchange”) has found that ABN AMRO Clearing Bank N.V. (”ABN AMRO”) has breached the Exchange’s member rules and has therefore ordered ABN AMRO to pay a fine of two hundred thousand Swedish kronor (SEK 200,000).

2014:1 ABN AMRO Press Release (EN)

2014:1 ABN AMRO Decision (EN)

2014:1 ABN AMRO Pressmeddelande (SE)

2014:2 Selena Oil & Gas Holding AB

The Disciplinary Committee has decided that Selena Oil & Gas Holding AB is to be delisted from First North Premier. The delisting will take effect on May 9 2014, two months from the date on which the Disciplinary Committee announced its decision on the matter.

2014:2 Selena Oil & Gas Holding AB Press Release (EN)

2014:2 Selena Oil & Gas Holding AB Pressmeddelande (SE)

2014:2 Selena Oil & Gas Holding AB Beslut (SE)

2014:3 Russian Real Estate Investment Company AB

The Disciplinary Committee has decided to delist Russian Real Estate Investment Company AB from First North. The delisting will take effect on May 9, 2014, which is two months from the date on which the Disciplinary Committee announced its decision on the matter.

2014:3 Russian Real Estate Investment Company AB Press Release (EN)

2014:3 Russian Real Estate Investment Company AB Decison (EN)

2014:3 Russian Real Estate Investment Company AB Pressmeddelande (SE)

2014:4 Danske Bank A/S

The Disciplinary Committee of NASDAQ OMX Stockholm AB (“the Exchange”) has found that Danske Bank A/S has breached the Exchange’s member rules and has therefore ordered Danske Bank A/S to pay a fine of five hundred thousand Swedish kronor (SEK 500,000).

2014:4 Danske Bank A/S Press Release (EN)

2014:4 Danske Bank A/S Decision (EN)

2014:4 Danske Bank A/S Pressmeddelande (SE)

2014:4 Danske Bank A/S Beslut (SE)

2014:5 Ortivus AB

The Disciplinary Committee at NASDAQ OMX Stockholm AB (the “Exchange”) has found that Ortivus AB (“Ortivus”) has contravened the NASDAQ OMX Rulebook for Issuers (the “Rulebook”) regarding disclosure rules and has therefore ordered Ortivus to pay a fine equal to twice the company’s annual fee to the Exchange.

2014:5 Ortivus AB Press Release (EN)

2014:5 Ortivus AB Pressmeddelande (SE)

2014:5 Ortivus AB Beslut (SE)

2014:06 Länsförsäkringar Bank AB

The Disciplinary Committee of Nasdaq Stockholm (“the Exchange”) has found that Länsförsäkringar Bank AB (“the Bank”) has contravened the Exchange’s trading regulations – the Nasdaq Nordic Member Rules (“NMR”) – and issued a warning to the Bank.

2014:06 Länsförsäkringar Bank AB Press Release (EN)

2014:06 Länsförsäkringar Bank AB Pressmeddelande (SE)

2014:06 Länsförsäkringar Bank AB Beslut (SE)

Online Brands Nordic AB

Nasdaq Stockholm has issued a warning to Online Brands Nordic AB

Decision Online Brands Nordic AB (EN)

Beslut Online Brands Nordic AB (SE)

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