An investigation that concludes that a market participant has violated the rules can be sanctioned by Nasdaq Oslo ASA, by either:
- an oral warning,
- a warning in writing,
- a violation charge on the market participant of up to NOK 2 500 000
In cases where the market participant does not comply with the duty to provide information on request by Nasdaq Oslo in relation to investigations, Nasdaq Oslo may impose a daily charge until the information is provided.
Market Surveillance regularly publishes reports about performed activities and investigations in the previous quarter. The published reports can be found on the Reports -page.
Any sanctions imposed by Nasdaq will be published after taking effect. See the copy of sanctions imposed in the past below.