Rules and Regulations

Market Rules and Regulations

This is a comprehensive list of the rules and regulations for our various markets.

U.S. Market Rules

The By-laws and Rules of the Nasdaq Stock Market are available for listed companies, as well as investors and regulators who have an interest in understanding market membership, registration, qualifications, as well as rules.

European Market Rules

The rules and regulations serve an important purpose to sustain confidence in the financial market, enable a common framework for listed companies and protect minority stakeholders such as retail investors.
The Surveillance function within Nasdaq Nordic has the primary goal of working to maintain confidence in the exchange amongst the general public.

Nasdaq has launched a MiFID II implementation program, which aims at efficiently introducing changes to core functionalities to meet the requirements of the new regulations.


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