Rules and Regulations

Trading and Clearing

MiFID II introduces changes in multiple areas for many instruments. Here, Market Members can find information on the impact of the new regulations on Nasdaq’s current products and market models.
MiFID II impacts Equities mainly in the following areas: transparency, Market Making and other market structures changes, best execution as well as OTC trading and trade publications.
MiFID II will impact Equity Derivative markets in several areas and the first changes to functionalities are scheduled for the fall of 2016.
Several changes will be implemented in Fixed Income in order to meet the requirements of MiFID II, including in the areas of pre- and post-trade transparency, deferral of publication, trade cancellation and reference data.
Both MiFID II and MiFIR will profoundly impact commodities trading. Find out more about the effects on Nasdaq’s market model and its members, as well as the timeline for implementation of changes.
Information on the impact of RTS 26 on Clearing, including pre-trade checks, execution of transactions and bilateral trades.
- Offered by Nasdaq Broker Services AB

Nasdaq Broker Services AB is an investment firm under the supervision of the Swedish Financial Supervisory Authority and as such is highly affected by the new requirements in MiFID II/MiFIR, for both its own compliance as an investment firm and as a provider of post-trade services and systems. The necessary enhancements regarding its back-office system WIZERTM is currently carried out in close collaboration with its customers.

The fund industry is in the middle of a considerable transformation following the regulatory changes with the implementation of MiFID II/MiFIR. The new regulatory requirements create a need for the fund community to develop independent, transparent, efficient and compliant channels for fund distribution. 

Nasdaq's Nordic Fund Market enables fund distributors and fund companies to:

  • Leverage internal resources
  • Reduce risk
  • Lower their transaction costs
  • Communicate according to existing international standards
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From Börsforum in Stockholm

Discussion on MiFID II and Fixed Income from Börsforum - seminar in English and Swedish

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